Privacy Policy for Investment Advisory Services

Information Collection

How We Collect Investment Client Information

We collect personal and financial information necessary to provide professional investment consultation services. This includes contact details, financial goals, risk tolerance, investment experience, and asset information required for personalized portfolio management and wealth planning recommendations.

Types of Information Collected

Categories of Client Data We Process

• Personal identification information including name, address, and contact details
• Financial information including assets, income, investment experience, and risk tolerance
• Investment preferences, goals, and time horizon for portfolio management
• Communication records and consultation history for service improvement

How We Use Your Information

Usage of Client Information for Investment Services

• Provide personalized investment consultation and portfolio management services
• Conduct risk assessment and develop appropriate investment strategies
• Communicate important investment updates and market information
• Improve our investment advisory services and client experience

Information Sharing and Disclosure

We do not sell, trade, or transfer your personal information to third parties without your consent, except as required by law or necessary for investment service delivery.

Limited disclosure may occur to regulatory authorities, financial institutions for investment execution, or professional service providers bound by confidentiality agreements.

Data Security and Protection

Protecting Your Investment Information

Our security measures include encrypted data transmission, secure servers, and regular security audits to protect client information.

Your Privacy Rights

Client Rights Regarding Personal Information

• Access your personal information and investment records
• Request correction of inaccurate information
• Request deletion of information where legally permissible
• Withdraw consent for marketing communications

Data Retention

We retain client information for the duration of our advisory relationship and as required by Australian financial services regulations. Investment records are maintained for regulatory compliance purposes.

Third-Party Services

External Service Providers